Regulatory Resilience

Investment management firms struggle with delivering operating platforms that can respond to regulatory change quickly and efficiently with minimal disruption to the business or cost to the firm. Designing flexible platforms that can easily assimilate regulation-driven changes is a monumental task and remains elusive. With the continued pressures of regulatory reform, firms must develop efficient processes for interpreting regulations and assessing the impact of new requirements across the firm. In addition, they require innovative and cost-effective solutions for implementing new capabilities to remain compliant. In this research, we explore different approaches and strategies that investment management firms are adopting to deliver regulatory compliance cost effectively and efficiently. 

This research is a continuation of Investit’s focus on Regulatory Change.

Goals

Our research on Regulatory Resilience focuses on the following goals:

  • Identify strategic approaches and industry trends for addressing global regulation holistically across the firm.
  • Share best practices for delivering regulatory change cost effectively and efficently.
  • Provide information on new technology solutions that offer innovative approaches for delivering regulatory requirements.

Scope

This research focuses on the following areas:

  • Share insights and leading practices on how firms are adapting their operating models and organisational structures to cope with continual regulatory change and enable greater efficiency throughout the regulatory life cycle.
  • Explore new regulatory technology solutions (RegTech) that offer innovative approaches to facilitate the delivery of regulatory requirements.
  • Identify strategic approaches and industry trends for addressing global regulation holistically across the firm.