Category Archives: Regulatory Planning

25/06/2014

This research report is derived from Investit’s Regulatory Heatmap and provides an update to the published Intelligence report: Regulatory Impact Heatmap (June 2012). We provide a summary of the operational impact of 19 global regulations across each function of the …

Read more


28/03/2014

Attendees at Investit’s 19th Intelligence Conference held on 12th March identified their key priorities for 2014. The conference focused on delivering Investit’s industry leading research on Effective Change Management in Investment Management and the Current State of Automation in the …

Read more


12/02/2014

On Wednesday 12 March we are hosting the 19th Intelligence Conference in London for members of the Investit Intelligence research service, to discuss the results of the latest research: Managing Change in Investment Firms Current State of Automation in Operations …

Read more


funds_europe_very_small
05/12/2013

We are delighted to be named ‘Advisor of the Year 2013’ by Funds Europe Magazine for the second year in a row. The awards recognise those who have shown “a strong commitment to the funds industry, and have contributed significantly …

Read more


10/07/2013

In a quick poll of investment management firms published by Investit last week, 67% said that they felt only fairly prepared and informed to be deemed AIFM compliant in the near future, and a further 17% said they were unprepared. …

Read more


29/05/2013

In an effort to reduce the counterparty risk associated with OTC derivative trades, regulators are enforcing central clearing and strict margin requirements that limit eligible collateral to the most liquid and lowest risk assets. Although clearing is currently limited to …

Read more


10/05/2013

The FSA’s ‘Dear CEO Letter’ has asked all investment management firms to demonstrate that they are sufficiently managing conflicts of interest and show appropriate care in spending client money on research and execution services. During a thematic review in 2012, …

Read more


heads+squares
18/04/2013

Regulatory reform of OTC derivatives is officially here. The impact of the new requirements is driving firms to evaluate costs and assess the value of derivatives to their portfolios. Are they still worth it? In an effort to reduce the counterparty …

Read more


results
26/03/2013

Investit Intelligence research members who attended the 17th Intelligence Conference on Tuesday 12 March, voted the Alternative Investment Fund Managers Directive (AIFMD) as their top regulatory concern followed by Dodd Frank. Although many regulatory activities have shifted in priority since last …

Read more


30/01/2013

Our latest survey on key initiatives among investment managers reveals that all firms are focusing on regulatory change programmes in 2013. 86% of the investment management firms who responded also indicate they are concentrating on client-focused initiatives. The primary drivers …

Read more