Category Archives: Regulatory Planning

01/09/2015

As the deadline of January 2016 for Solvency II draws near, asset managers are considering their operating models for providing data to their insurance clients. Solvency II requires insurers to report on fund investments on a look-through basis down to …

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03/08/2015

In 18 months’ time MiFID II will require fund managers to report clients’ cost of execution. Investit estimates that only a quarter of investment managers are currently able to report these for fixed income execution. Investit’s Commission Analysis Service derives …

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24/06/2015

The Investit Intelligence research membership have chosen ‘New Models for Funding and Managing Investment Research’ as a new study for Autumn 2015. Will regulatory pressure drive asset managers to pay for research out of their own pockets? The FCA’s concerns …

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25/03/2015

94% of attendees at Investit’s recent Intelligence Conference indicated their firm is feeling confident for 2015; with 35% saying they are feeling extremely confident. This is a significant change to sentiment in September 2014 where 36% of attendees felt their …

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27/01/2015

From 2017 MiFID II will require fund managers to disclose in great detail what they are spending from client portfolios; for the first time that includes the cost of fixed income transactions and research. According to ESMA, these costs have …

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15/01/2015

On November 14, 2014, The Financial Stability Board (FSB) published comments delivered to G20 Leaders that “the first job of agreeing measures to fix the fault lines that caused the global financial crisis is now substantially complete”. Seven years post …

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Funds Europe Award 2014
02/12/2014

We are delighted to announce Investit has been named European Advisor of the Year for the third year in a row at the Funds Europe Awards. Investit won the award this year specifically for its work on the use of investors’ equity dealing …

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24/10/2014

At the FCA’s MiFID II Conference in September, FCA director of markets David Lawton said: “Once firms have understood what is expected of them, they must make changes within their businesses and implement Mifid II. We recognise the scale of …

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25/06/2014

This research report is derived from Investit’s Regulatory Heatmap and provides an update to the published Intelligence report: Regulatory Impact Heatmap (June 2012). We provide a summary of the operational impact of 19 global regulations across each function of the …

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28/03/2014

Attendees at Investit’s 19th Intelligence Conference held on 12th March identified their key priorities for 2014. The conference focused on delivering Investit’s industry leading research on Effective Change Management in Investment Management and the Current State of Automation in the …

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